Unraveling Regulations
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Do your financial services employees get lost in an alphabet soup of regulation names and abbreviations? Recognizing the basics—the fundamental purpose of key regulations as well as their official and alternative names—can be crucial when staff are working with everyone from consumers to regulators.
With nearly 100 years in the financial services industry, BAI has worked closely with over 2,300 financial institutions on their compliance training programs. We’ve assembled a convenient summary of essential industry regulations for easy reference by employees.
Download BAI’s “Regulation Reference Sheet” for a comprehensive list of:
- Titles of key regulations
- “Also known as” names for each regulation
- A brief description of each regulation’s purpose