Regulators Care About More Than Just Policy Acknowledgements


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An increasing amount of regulations are being passed which is requiring financial services organizations to rapidly create and update policies and procedures. Businesses try to ensure that their policies and procedures are acknowledged in a timely manner, but regulators care about more than that.

In this article, BAI addresses how policy management software can help organizations create and manage policies and procedures to meet regulatory expectations. Topics covered include:

  • Creating timely policies and procedures to stay ahead of regulatory deadlines and effective dates.
  • How to properly align policies and procedures so departments are united on how to communicate and execute the tasks they’re responsible for.
  • Best practices for communicating policies and procedures so your employees are always in the loop and have access to valuable resources.
  • And more!


To learn more about meeting regulatory expectations and creating a culture of compliance, download BAI’s article "Regulators Care About More Than Just Policy Acknowledgements" today!