Understanding and managing regulatory change in the current environment can be difficult. The rapid development of federal and state proposals and final rules makes keeping up a challenge. Understanding how change affects policies and procedures and communicating those changes to the right people require strong organization and planning by your business.

In this webinar, Sara McGinnis, Manager – Regulatory Compliance & Internal Audit at CrossCheck Compliance, will cover how organizations can find reliable information regarding regulatory updates and properly assess, implement and communicate change.

Key discussion topics will include:

• How and where to identify regulatory changes (federal and state)
• Conducting a risk assessment and assessing the impact to the organization
• Managing obstacles such as resource constraints and resistance to change
• Developing plans to adopt controls necessary to comply with the new requirements and obtain necessary approvals
• Updating documentation and training (or providing communication) to applicable staff affected by the change
• Tools to make policy and procedure management easier

PRESENTER:

Sara McGinnis, CRCM, CAMS, CAFP
Manager – Regulatory Compliance & Internal Audit
CrossCheck Compliance

Sara is a regulatory compliance and internal audit professional with over 25 years of consulting and financial services industry experience. She has provided regulatory compliance guidance to financial institutions ranging from small community banks to large, complex institutions. The range of her expertise includes having managed control audits in Anti-Money Laundering (AML) and fraud, risk and control assessments, loan compliance audits, and compliance monitoring reviews.

Prior to joining CrossCheck Compliance, she held senior compliance and internal audit positions with United Services Automobile Association (USAA), U.S. Bank, Associated Banc-Corp, Johnson Financial Group (WI) and Wipfli LLP. She is a past instructor at the Wisconsin Bankers Association Real Estate Lending School and a published author on AML audits and flood compliance requirements.