BAI Webinar

Importance of Policies as part of a Compliance Management Program


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DATE: August 25, 2022
TIME: 1:00 - 2:00 PM CT

This webinar will discuss policies and procedures and their function and use within your organization. It will incorporate guidance from regulators, board, management, and staff perspectives. We will also cover communicating policies to staff, and other important tips to make sure that your organization is acting in unison.

Key Takeaways:

  • When to create a new policy, and handling of outdated policies
  • The role policies play in directing staff in the handling of specific regulations and products
  • How to avoid policies being determined on a case-by-case basis, or on an employee-by-employee basis — an approach that should be avoided at all costs

PRESENTER:

Bill Elliott, CRCM
Senior Consultant and Director of Compliance Education
Young & Associates, Inc.

Bill Elliott has over 40 years of banking experience. As a senior compliance consultant and manager of the compliance division with Young & Associates, Inc., Bill works on a variety of compliance-related issues, including leading compliance seminars, conducting compliance reviews, conducting in-house training, and writing compliance articles and training materials.

Bill’s career includes 15 years as a compliance officer and CRA officer in a large community bank, as well as working at a large regional bank. He has experience with consumer, commercial, and mortgage loans, and has managed a variety of bank departments, including loan review, consumer/commercial loan processing, mortgage loan processing, loan administration, credit administration, collections, and commercial loan workout.