BAI Webinar

Looking into
the compliance
crystal ball


Watch now!

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RECORDED: September 9, 2021
TIME: 1:00 - 2:00 PM CT

So often our compliance focus is on what is in the rearview mirror; but in order to fully understand your compliance risk profile, you also need to keep an eye toward what’s on the horizon. In this session, we’ll take a look at current trends in regulatory compliance and pending rules and break down what we might expect from the new(er) administration.

It’s not just pending regulations or notices of proposed rulemaking that determine the regulatory landscape for the next couple of years. Enforcement actions, agendas of the regulators, and of course, the COVID (post-COVID, we hope) environment all play a big part in determining where your compliance time and money resources should be spent.

Join us for this complimentary BAI webinar to peek into the compliance crystal ball.

Gain insights to answer the following questions:

  • What are the compliance issues making headlines?
  • What have the regulatory agencies already indicated will be a focus for them?
  • What are pending or potential regulatory changes we should be thinking about now?
  • How has COVID impacted service delivery and what are the longer-term compliance implications?




PRESENTER:

Kathy Enbom
Principal
Wipfli LLP

Kathy Enbom is the leader of Wipfli’s regulatory compliance and Bank Secrecy Act/Anti-Money Laundering services firmwide. She has about 35 years of experience in regulatory compliance, marketing, leadership, and merger and acquisition operations. Prior to joining Wipfli, Kathy worked as a bank compliance and CRA officer, marketing director, trainer, and sales manager after learning the ropes in bank operations and frontline services. This well-rounded experience helped her develop a comprehensive understanding of bank operations and management. Kathy is passionate about assisting financial institutions of all sizes in understanding and identifying risk and developing or strengthening compliance management systems that are aligned with strategy. She is a frequent speaker at financial institution industry events where she successfully connects regulatory compliance requirements, expectations, and best practices with practical application in the financial institution setting.